About: SEC Rule 17a-4

An Entity of Type: Abstraction100002137, from Named Graph: http://dbpedia.org, within Data Space: dbpedia.org

SEC Rule 17a-4 is a regulation issued by the U.S. Securities and Exchange Commission pursuant to its regulatory authority under the US Securities Exchange Act of 1934 (Known simply as the "Exchange Act") which outlines requirements for data retention, indexing, and accessibility for companies which deal in the trade or brokering of financial securities such as stocks, bonds, and futures. According to the rule, records of numerous types of transactions must be retained and indexed on indelible media with immediate accessibility for a period of two years, and with non-immediate access for a period of at least six years. Duplicate records must also be kept within the same time frame at an off-site location.

Property	Value
dbo:abstract	SEC Rule 17a-4 is a regulation issued by the U.S. Securities and Exchange Commission pursuant to its regulatory authority under the US Securities Exchange Act of 1934 (Known simply as the "Exchange Act") which outlines requirements for data retention, indexing, and accessibility for companies which deal in the trade or brokering of financial securities such as stocks, bonds, and futures. According to the rule, records of numerous types of transactions must be retained and indexed on indelible media with immediate accessibility for a period of two years, and with non-immediate access for a period of at least six years. Duplicate records must also be kept within the same time frame at an off-site location. (en)
dbo:wikiPageExternalLink	https://www.doculynx.com/blog/sec-rule-17a-4-compliance-guide-and-checklist/2018/4/24 https://www.law.cornell.edu/cfr/text/17/240.17a-4 https://www.sec.gov/rules/interp/34-47806.htm
dbo:wikiPageID	25948965 (xsd:integer)
dbo:wikiPageLength	1482 (xsd:nonNegativeInteger)
dbo:wikiPageRevisionID	839237918 (xsd:integer)
dbo:wikiPageWikiLink	dbc:U.S._Securities_and_Exchange_Commission dbr:U.S._Securities_and_Exchange_Commission dbc:Data_retention dbr:Data_retention dbc:United_States_securities_law dbr:Financial_transaction dbr:Securities dbr:Securities_Exchange_Act_of_1934 dbr:Brokering dbr:Wikt:duplicate
dbp:wikiPageUsesTemplate	dbt:Reflist
dcterms:subject	dbc:U.S._Securities_and_Exchange_Commission dbc:Data_retention dbc:United_States_securities_law
gold:hypernym	dbr:Regulation
rdf:type	yago:WikicatUnitedStatesSecuritiesAndExchangeCommission yago:Abstraction100002137 yago:Attribute100024264 yago:Condition113920835 yago:Safety114538472 yago:Security114539268 yago:State100024720
rdfs:comment	SEC Rule 17a-4 is a regulation issued by the U.S. Securities and Exchange Commission pursuant to its regulatory authority under the US Securities Exchange Act of 1934 (Known simply as the "Exchange Act") which outlines requirements for data retention, indexing, and accessibility for companies which deal in the trade or brokering of financial securities such as stocks, bonds, and futures. According to the rule, records of numerous types of transactions must be retained and indexed on indelible media with immediate accessibility for a period of two years, and with non-immediate access for a period of at least six years. Duplicate records must also be kept within the same time frame at an off-site location. (en)
rdfs:label	SEC Rule 17a-4 (en)
owl:sameAs	freebase:SEC Rule 17a-4 yago-res:SEC Rule 17a-4 wikidata:SEC Rule 17a-4 https://global.dbpedia.org/id/4um14
prov:wasDerivedFrom	wikipedia-en:SEC_Rule_17a-4?oldid=839237918&ns=0
foaf:isPrimaryTopicOf	wikipedia-en:SEC_Rule_17a-4
is dbo:wikiPageWikiLink of	dbr:Email_archiving
is foaf:primaryTopic of	wikipedia-en:SEC_Rule_17a-4