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The U.S. Securities and Exchange Commission (SEC) whistleblower program went into effect on July 21, 2010, when the President signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act. The same law also established a whistleblower incentive program at the Commodity Futures Trading Commission to incentivize reporting of violations of the Commodity Exchange Act, which is run by former senior SEC enforcement attorney Christopher C. Ehrman. The SEC Whistleblower Program rewards people who submit tips related to violations of the federal securities laws. The program offers robust employment protections, monetary awards and the ability to report anonymously. SEC whistleblowers are entitled to awards ranging from 10 to 30 percent of the monetary sanctions collected, which are

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  • The U.S. Securities and Exchange Commission (SEC) whistleblower program went into effect on July 21, 2010, when the President signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act. The same law also established a whistleblower incentive program at the Commodity Futures Trading Commission to incentivize reporting of violations of the Commodity Exchange Act, which is run by former senior SEC enforcement attorney Christopher C. Ehrman. The SEC Whistleblower Program rewards people who submit tips related to violations of the federal securities laws. The program offers robust employment protections, monetary awards and the ability to report anonymously. SEC whistleblowers are entitled to awards ranging from 10 to 30 percent of the monetary sanctions collected, which are paid from a replenishing Investor Protection Fund. Since 2011, whistleblower tips have enabled the SEC to recover over $4.8 billion in financial penalties from wrongdoers. The SEC has awarded more than $1 billion to whistleblowers. The largest SEC whistleblower awards to date are $114 million, $110 million, and $50 million. (en)
  • 美国证券交易委员会 (SEC) 吹哨人 计划于2010年7月21日在时任总统 签发 《》时正式生效。该法案也在商品期货交易委员会建立了吹哨人激励项目,以奖励那些举报涉嫌违反《》行为的人,而该项目正是由前任SEC高级执法律师 Christopher C. Ehrman所管理运营的。 SEC吹哨者项目会奖励提供涉嫌违反联邦安全法律行为线索的人。 该项目以强有力的手段保护告密人的雇佣关系、给予告密人金钱奖励以及并保障告密人匿名举报的能力。 SEC吹哨人有权利获得百分之十至百分之三十不等的 总额,这笔费用将由一个补充的投资人保护基金会支付。 自2011年以来,来自吹哨人的线索使SEC得以从违法者手中成功挽回近10亿美元的财产损失。 而SEC为吹哨人支付了超过3亿美元的奖金。 迄今为止对吹哨人数额最大的奖励分别达到了5000万美元、3900万美元、3700万美元、3300万美元和3000万美元。 (zh)
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  • 美国证券交易委员会 (SEC) 吹哨人 计划于2010年7月21日在时任总统 签发 《》时正式生效。该法案也在商品期货交易委员会建立了吹哨人激励项目,以奖励那些举报涉嫌违反《》行为的人,而该项目正是由前任SEC高级执法律师 Christopher C. Ehrman所管理运营的。 SEC吹哨者项目会奖励提供涉嫌违反联邦安全法律行为线索的人。 该项目以强有力的手段保护告密人的雇佣关系、给予告密人金钱奖励以及并保障告密人匿名举报的能力。 SEC吹哨人有权利获得百分之十至百分之三十不等的 总额,这笔费用将由一个补充的投资人保护基金会支付。 自2011年以来,来自吹哨人的线索使SEC得以从违法者手中成功挽回近10亿美元的财产损失。 而SEC为吹哨人支付了超过3亿美元的奖金。 迄今为止对吹哨人数额最大的奖励分别达到了5000万美元、3900万美元、3700万美元、3300万美元和3000万美元。 (zh)
  • The U.S. Securities and Exchange Commission (SEC) whistleblower program went into effect on July 21, 2010, when the President signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act. The same law also established a whistleblower incentive program at the Commodity Futures Trading Commission to incentivize reporting of violations of the Commodity Exchange Act, which is run by former senior SEC enforcement attorney Christopher C. Ehrman. The SEC Whistleblower Program rewards people who submit tips related to violations of the federal securities laws. The program offers robust employment protections, monetary awards and the ability to report anonymously. SEC whistleblowers are entitled to awards ranging from 10 to 30 percent of the monetary sanctions collected, which are (en)
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  • SEC Office of the Whistleblower (en)
  • SEC吹哨人办公室 (zh)
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