dbo:abstract
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- Pacific Sun Advisors Ltd & Anor v Securities and Futures Commission was a 2015 case in Hong Kong's Court of Final Appeal. Permanent Justice Fok issued a unanimous opinion which acquitted Pacific Sun and its director and CEO, Andrew Mantel, of charges of advertising a collective investment scheme without the authorisation of the Securities and Futures Commission (SFC). The outcome of this case is that professional advisers no longer need to get an SFC's authorisation to advertise securities that are only sold or intended to be sold to professional investors whether or not this fact is actually stated in the advertisement itself. (en)
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- 10026 (xsd:nonNegativeInteger)
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- Judiciary of Hong Kong (en)
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- [2015] 18 HKCFAR 138; [2015] 2 HKC 595; FACC 11/2014 (en)
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- Permanent judge Joseph Fok (en)
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- Pacific Sun Advisors Ltd & Anor v. Securities and Futures Commission (en)
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dbp:judges
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- Permanent judges Robert Ribeiro, Robert Tang, and Joseph Fok, and non-permanent judges Frank Stock, and Murray Gleeson (en)
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- Pacific Sun v Securities and Futures Commission (en)
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rdfs:comment
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- Pacific Sun Advisors Ltd & Anor v Securities and Futures Commission was a 2015 case in Hong Kong's Court of Final Appeal. Permanent Justice Fok issued a unanimous opinion which acquitted Pacific Sun and its director and CEO, Andrew Mantel, of charges of advertising a collective investment scheme without the authorisation of the Securities and Futures Commission (SFC). The outcome of this case is that professional advisers no longer need to get an SFC's authorisation to advertise securities that are only sold or intended to be sold to professional investors whether or not this fact is actually stated in the advertisement itself. (en)
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- Pacific Sun v Securities and Futures Commission (en)
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