About: Financial Industry Regulatory Authority

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The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. The U.S. government agency that acts as the ultimate regulator of the U.S. securities industry, including FINRA, is the U.S. Securities and Exchange Commission (SEC).

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rdf:type	Thing company schema:Organization dul:Agent dul:SocialPerson agent wikidata:Q24229398 Organization yago:WikicatArbitrationOrganizations yago:WikicatOrganizationsBasedInTheUnitedStatesByActivity yago:WikicatOrganizationsEstablishedIn1939 yago:WikicatSelf-regulatoryOrganizations yago:Abstraction100002137 yago:AdministrativeUnit108077292 yago:Agency108337324 yago:FinancialInstitution108054721 yago:Group100031264 yago:Institution108053576 yago:Organization108008335 yago:RegulatoryAgency108353406 yago:YagoLegalActor yago:YagoLegalActorGeo yago:YagoPermanentlyLocatedEntity organisation yago:SocialGroup107950920 yago:Unit108189659 yago:WikicatAgenciesOfTheUnitedStatesGovernment yago:WikicatEconomicsOrganizations yago:WikicatFinancialInstitutions yago:WikicatFinancialRegulatoryAuthoritiesOfTheUnitedStates
rdfs:label	هيئة تنظيم الصناعة المالية الأمريكية (ar) Financial Industry Regulatory Authority (de) Financial Industry Regulatory Authority (es) NASD (in) Financial Industry Regulatory Authority (en) National Association of Securities Dealers (fr) FINRA (ru)
rdfs:comment	في الولايات المتحدة ، هيئة تنظيم الصناعة المالية ( FINRA ) هي هيئة خاصة تعمل كمنظمة ذاتية التنظيم كرابطة الوطنية لتجار الأوراق المالية ( NASD ) وتنظيم عمليات العضو والإنفاذ والتحكيم في بورصة نيويورك . إنها منظمة غير حكومية تنظم شركات السمسرة الأعضاء وأسواق الصرف. الوكالة الحكومية التي تعمل باعتبارها الجهة الرقابية النهائية لصناعة الأوراق المالية، بما في ذلك FINRA ، هي هيئة الأوراق المالية والبورصات. (ar) La Financial Industry Regulatory Authority, Inc (FINRA, por sus siglas en inglés) es una corporación privada regulatoria estadounidense encargada de gobernar y gestionar la actividad entre brokers, dealers y el público inversor. La creación del FINRA es el resultado de la fusión del comité regulatorio del New York Stock Exchange (NYSE) y el National Association of Securities Dealers, Inc (NASD). El objetivo de esta fusión fue el de eliminar solapamientos entre sus regulaciones y reducir así la complejidad con la que los brokers y dealers puedan cumplir con la regulación vigente. (es) The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. The U.S. government agency that acts as the ultimate regulator of the U.S. securities industry, including FINRA, is the U.S. Securities and Exchange Commission (SEC). (en) Le National Association of Securities Dealers (NASD), que l'on peut traduire par « Association nationale américaine des agents de change », regroupe les agents de change travaillant aux États-Unis. Il crée en 1971 le premier marché électronique d'instruments financiers au monde, le NASDAQ (National Association of Securities Dealers Automated Quotations, « cotations automatisées de la NASD »). (fr) NASD, Inc. (dahulu dikenal dengan nama National Association of Securities Dealers), adalah suatu organisasi yang mewakili perorangan dan perusahaan dalam industri sekuriti dalam ekonomi Amerika dan juga merupakan "Organisasi Regulator Mandiri" ( Self Regulatory Oraganization-SRO) yang bertanggung jawab atas aturan-aturan dalam industri sekuriti dan berada di bawah pengawasan Securities and Exchange Commission (SEC). (in) Служба регулирования отрасли финансовых услуг (англ. Financial Industry Regulatory Authority, FINRA) — частная американская корпорация со статусом СРО по контролю за соблюдением правил торговли на внебиржевом рынке (OTC market), рынке ценных бумаг фирм, не котирующихся на обычных биржах (например, Нью-Йоркской фондовой), создана по решению Конгресса США в 1939 году.Прежнее название: Национальная ассоциация дилеров по ценным бумагам (NASD — National Association of Securities Dealers) (ru) Die Financial Industry Regulatory Authority (FINRA) ist als Genehmigungsbehörde in den USA hauptsächlich verantwortlich für die Beaufsichtigung von Personen, die in der Wertpapierbranche involviert sind. Die Securities and Exchange Commission (kurz SEC) delegierte diese Verantwortlichkeit an die FINRA. Die FINRA ist eine sich selbst regulierende Organisation (Self Regulatory Organization, kurz SRO) und ist damit keine direkte Behörde der Regierung. Ihr Sitz ist Washington, D.C. (de)
foaf:name	FINRA (en)
foaf:homepage	https://finra.org
name	FINRA (en)
foaf:depiction
dcterms:subject	Arbitration organizations Financial regulatory authorities of the United States 1939 establishments in the United States Organizations established in 1939 Trade associations based in the United States United States securities law Self-regulatory organizations in the United States
Wikipage page ID	12481308 (xsd:integer)
Wikipage revision ID	1114710949 (xsd:integer)
Link from a Wikipage to another Wikipage	American Academy of Financial Management Arbitration organizations Pro se Rodriguez de Quijas v. Shearson/American Express Inc. Arbitration in the United States List of finance topics United States Supreme Court International Securities Exchange Financial regulatory authorities of the United States Class action Eileen Murray NASDAQ CEO 1939 establishments in the United States U.S. Congress U.S. Securities and Exchange Commission Washington, D.C. Wilko v. Swan Organizations established in 1939 Alternative display facility Exchange (organized market) American Stock Exchange President (corporate title) ACT (Nasdaq) Trade associations based in the United States United States securities law Sutherland Asbill & Brennan LLP Self-regulatory organizations in the United States Financial regulation New York Stock Exchange Chairperson Securities Act of 1933 Securities Exchange Act of 1934 Securities Investor Protection Corporation Securities regulation in the United States Self-regulatory organization Shearson/American Express Inc. v. McMahon Municipal Securities Rulemaking Board Securities market participants (United States) List of Securities Examinations Brokerage firm Securities and Exchange Commission U.S. government

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