The General Securities Principal Exam, commonly referred to as the Series 24 Exam, is administered by the Financial Industry Regulatory Authority which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature, including communications regarding municipal securities.

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  • The General Securities Principal Exam, commonly referred to as the Series 24 Exam, is administered by the Financial Industry Regulatory Authority which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature, including communications regarding municipal securities. The exam covers topics such as supervision of investment banking, trading, customer accounts, and the primary/secondary markets. A Series 24 License does not qualify an individual to function as a: Registered Options Principal - Series 4 General Securities Sales Supervisor for Options and Municipal Securities - Series 9 Municipal Securities Principal - Series 53 Municipal Fund Securities Principal - Series 51 Financial and Operations Principal - Series 27 Introducing Broker/Dealer Financial and Operations Principal - Series 28 The Series 24 Exam is made up of 150 questions. Candidates will have up to 3 1/2 hours to take the exam. 70% (105 correct answers) is considered a passing grade.
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  • The General Securities Principal Exam, commonly referred to as the Series 24 Exam, is administered by the Financial Industry Regulatory Authority which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature, including communications regarding municipal securities.
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  • General Securities Principal Exam
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